United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.
86 works on record
Works
Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934
The status of "Corporate Trades I"
Oversight hearing on the mutual fund industry
Reauthorizations for the Securities and Exchange Commission, 1994-95
Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058
Public Utility Holding Company Act amendments of 1983
The activities of Salomon Brothers, Inc., in treasury bond auctions
Legislation to amend the Public Utility Holding Company Act of 1935
![Legislative proposals to facilitate the Small Business Loan Incentative [sic] Act of 1993](https://covers.openlibrary.org/b/id/4581460-M.jpg)
Legislative proposals to facilitate the Small Business Loan Incentative [sic] Act of 1993
SEC oversight of investment advisers
Securities industry study
The securities and financial markets
Protection of Shareholders' Rights Act of 1980
Reauthorizations for the Securities and Exchange Commission, 1992-94
Market circuit breakers
Securities litigation abuses
State and local governments under stress
Private litigation under the federal securities laws
Employee stock options
Securities Investor Protection Act of 1991
The Insider Trading Sanctions Act of 1983
The Small Business Incentive Act of 1992
Derivatives disclosure and accounting
Social security investment in the securities markets
Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation
The Securities Litigation Uniform Standards Act of 1997--S. 1260
Limited Partnership Rollup Reform Act of 1993, S. 424
The Treasury-Federal Reserve-SEC report on improper activities in the government securities market
Fraud and abuse in the "Hot issues" and "Penny stock" markets
Corporate takeover legislation
Disturbances in the U.S. securities market
Securities--commodities accord amendments of 1982
The SEC/CFTC jurisdiction and margin
The Southland Corporation investigation
The Market Reform Act of 1989
Condition of the securities industry
Securities activities of commercial banks
Adapting a 1930's financial reporting model to the 21st century
Public Utility Holding Company Act amendments
Securities and Exchange Commission proposed legislation
Brokerage and related commercial bank services
The state of the U.S. financial services industry
Stock exchange commission rates
Investment advisers act amendments of 1976
Municipal securities full disclosure act of 1976
Globalization of the securities markets and S. 646, the International Securities Enforcement Cooperation Act of 1989
The Securities Law Enforcement Remedies Act of 1989
Reauthorizations for the Securities and Exchange Commission, 1986-88
Institutional membership on national securities exchanges
Reauthorizations for the Securities and Exchange Commission, 1990-92
SEC authorizations
Impact of corporate takeovers
The SEC's investigation of Thomas Reed
The changing face of capital markets and the impact of electronic communications networks (ECN's)
Reauthorization of the Government Securities Act
The International Securities Enforcement Cooperation Act of 1988
Authorization request for the Securities and Exchange Commission
Trading in municipal securities
Clearance and settlement of securities transactions
Definition of insider trading
SEC authority over third market trading
Limited partnership reorganizations, or "rollups"
Business Accounting and Foreign Trade Simplification Act
Competition and transparency in the financial marketplace of the future
Reauthorizations for the Securities and Exchange Commission, 1988-90
Variable annuities
Encouragement of cogeneration activities by gas utility holding company systems
Securities investor protection act amendments
Regulation of government securities
The SEC's proposed auditor independence rules
Securities activities of depository institutions
The impact of institutional investors on corporate governance, takeovers, and the capital markets
Institutional investors full disclosure act
Authorizations for the Securities and Exchange Commission
Fixed rates and institutional membership
Securities acts amendments of 1975
Federal securities laws and small business legislation
Foreign investment act of 1975
Oversight of the Securities and Exchange Commission and the securities industry
The Insider Trading Proscriptions Act of 1987
The financial condition of the securities industry
National securities market system act of 1973
Interstate insurance sales and the outlook for NARAB
Trading places
Shareholder rights
Regulation of clearing agencies and transfer agents